Our Services
We provide a range of legal and compliance services in relation to financial services law and regulation in the UK.
We help not only clients who are already authorised by the FSA but also those who are keen to understand the nature of the regulatory regime and how it might impact on their proposals to carry on a regulated business.
As a law firm, our primary offering is the provision of advice – and because we are a law firm, we provide legal advice and opinions that clients can rely on. We pride ourselves on our ability to help our clients quickly and efficiently understand what the real questions and underlying issues are. We then offer practical advice and recommendations for dealing with them, always with a keen focus on the client's underlying commercial imperatives.
Finally, we offer a breadth of ongoing support services to clients:
- we work with clients to implement practical solutions to ensure that their businesses remain optimally compliant with the regulatory regime;
- we assist with one-off projects, such as initiatives to understand and address changes to the legal or regulatory landscape;
- we provide compliance reviews designed to determine whether the systems and controls of a regulated business are fit for purpose; and
- we can act akin to an outsourced legal and compliance function.
Click on any of the links below to find out more about our services:
- Authorisation and changes of control
- General Advisory
- Documentation
- Product Development and Documentation
- Governance, Systems and Controls
- Outsourcing
- Disciplinary and Enforcement
- Data Protection
- Anti-Money Laundering
- Transaction Support
- Training and Health Checks
- Outsourced Legal and Compliance Support